Welcome to the new register
The Financial Service Providers Register has been updated to support the Financial Services Legislation Amendment Act 2019.
An extension to the register
Individuals, who have had their registration for the ‘Financial Adviser’ (RFA) service accepted while our online services were unavailable, are recorded on an extension to the FSPR.
This list was last updated Monday 31 May 2021.
Lenders and mobile traders
Lenders providing consumer credit, and mobile traders selling on credit, will soon need to be certified by the Commerce Commission.
FAPs linking to financial advisers
Financial advisers need to be covered by a licensed Financial Advice Provider (FAP) licence. Find out how a FAP engages (links to) a financial adviser on the new FSPR.
To remain registered as an FSP, every year you must confirm your FSP's details and services. Find out how to file your confirmation on the new FSPR.