Upcoming changes to how financial advice is regulated

The Government has passed new legislation that will change how financial advice is regulated in New Zealand.

Searching the FSPR

Search for information about registered financial service providers (FSPs), including the services they provide and their location.

Who must register as an FSP

Find out who must, who doesn't have to, who can't and who's exempt from registering on the FSPR.

Annual confirmation

To remain registered as an FSP, every year you must confirm your FSP's details and services. Find out how to file your confirmation online or change the month you do it.

Fees and levies

Find out the fees and levies financial service providers (FSPs) pay for online transactions and to the Financial Markets Authority (FMA).

News and notices

Company convicted for abuse of the FSPR

The Financial Markets Authority has obtained a conviction against Morgan DeVere Corporate Finance Limited (Morgan DeVere) for falsely claiming it was registered on the Financial Services Providers Register (FSPR).

Primary Register: Financial Service Providers Register Published:

Deregistration notice — Financial service providers

Notice of deregistration under section 18 of the Financial Service Providers (Registration and Dispute Resolution) Act 2008

Primary Register: Financial Service Providers Register Published:

Reregistration notice — Financial service providers

Notice of reregistration under section 22 of the Financial Service Providers (Registration and Dispute Resolution) Act 2008

Primary Register: Financial Service Providers Register Published: