Upcoming changes to how financial advice is regulated

The Government has passed new legislation that will change how financial advice is regulated in New Zealand.

Searching the FSPR

Search for information about registered financial service providers (FSPs), including the services they provide and their location.

Who must register as an FSP

Find out who must, who doesn't have to, who can't and who's exempt from registering on the FSPR.

Annual confirmation

To remain registered as an FSP, every year you must confirm your FSP's details and services. Find out how to file your confirmation online or change the month you do it.

Fees and levies

Find out the fees and levies financial service providers (FSPs) pay for online transactions and to the Financial Markets Authority (FMA).

News and notices

Phishing emails claiming to be sent from MBIE

The Ministry of Business, Innovation & Employment (MBIE) is aware of phishing emails that are pretending to be sent from MBIE and contain malicious software.

Primary Register: Companies Register Published:

Morgan DeVere fined $40,000 in first FMA case of company abuse of the FSPR

Morgan DeVere Corporate Finance Limited has been fined $40,000 following its conviction at the Wellington District Court on two charges of breaching the Financial Services Providers (Registration and Dispute Resolution) Act 2008.

Primary Register: Financial Service Providers Register Published:

Company convicted for abuse of the FSPR

The Financial Markets Authority has obtained a conviction against Morgan DeVere Corporate Finance Limited (Morgan DeVere) for falsely claiming it was registered on the Financial Services Providers Register (FSPR).

Primary Register: Financial Service Providers Register Published: