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What is the annual confirmation?

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Each registered financial service provider must confirm or update their registered details every year.  The annual confirmation must:

  • be completed online 
  • confirm that the provider continues to be qualified to be registered
  • be accompanied by the appropriate fees.


If a registered financial service provider does not file their annual confirmation, the Registrar may assume that the provider is no longer in the business of providing a financial service and deregister it.


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Last updated 13 September 2017