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How do companies in a QFE group structure register on the FSPR?

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The QFE should register on the FSPR and apply for QFE status.  If two or more entities wish to join together to become a single QFE, then each entity should register and apply for QFE status on the FSPR separately.  (They should have submitted one joint Adviser Business Statement to the Financial Markets Authority and the Authority will consider their application accordingly.)

Entities which will become associated entities of a QFE should register as financial service providers, as necessary in accordance with the requirements of the FSP Act.

Visit www.fma.govt.nz for further information on QFEs and associated entities.

 

Last updated 23 March 2015