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Licensed services

Authorised Financial Advisers

A registered individual FSP may choose to apply to be an authorised financial adviser (AFA) at any time.

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As of 7 September 2013, insurers must be licensed under section 19 of the Insurance (Prudential Supervision) Act 2010.

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Non-bank deposit takers

From 1 May 2014, non-bank deposit takers must be licensed (defined in section 5 of the Non-Bank Deposit Takers Act 2013) in order to carry on non-bank deposit taker business in New Zealand.

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Registered banks

All banks operating in New Zealand must be registered with the Reserve Bank of New Zealand.

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Licensed market services

Six licensed services were introduced by the Financial Markets Conduct Act 2013.

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