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Morgan DeVere fined $40,000 in first FMA case of company abuse of the FSPR

Morgan DeVere Corporate Finance Limited has been fined $40,000 following its conviction at the Wellington District Court on two charges of breaching the Financial Services Providers (Registration and Dispute Resolution) Act 2008.

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Primary Register: Financial Service Providers Register Published:

Company convicted for abuse of the FSPR

The Financial Markets Authority has obtained a conviction against Morgan DeVere Corporate Finance Limited (Morgan DeVere) for falsely claiming it was registered on the Financial Services Providers Register (FSPR).

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Primary Register: Financial Service Providers Register Published:

Upcoming changes to how financial advice is regulated

The Government has passed new legislation that will change how financial advice is regulated in New Zealand.

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Primary Register: Financial Service Providers Register Published:

Proposed changes to how financial advice is regulated

The Government is currently progressing changes to how financial advice is regulated in New Zealand.

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Primary Register: Financial Service Providers Register Published:

Electronic signatures — avoiding rejection

The Companies Office accepts documents that are signed electronically. Make sure you follow our standards for using electronic signatures to avoid getting your documents rejected.

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Primary Register: Companies Register Published: