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Deregistration notice — Financial service providers

Notice of deregistration of 943 financial service providers

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Primary Register: Financial Service Providers Register Published:

Start date for the new financial advice regime confirmed

The Government has confirmed that the new financial advice regulatory regime set out in the Financial Services Legislation Amendment Act 2019 will come into force on 15 March 2021.

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Primary Register: Financial Service Providers Register Published:

We’re accepting ‘remote’ declarations during COVID-19

In response to the need for physical distancing during COVID-19, the Companies Office will, as a temporary measure, accept statutory declarations that meet the requirements of the Oaths and Declarations Act 1957 but are taken by alternative means.

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Primary Register: Companies Register Published:

Change to the start of the new financial advice regulatory regime

The start of the new financial advice regulatory regime, set out in the Financial Services Legislation Amendment Act 2019, will be delayed from 29 June 2020 to early 2021.

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Primary Register: Financial Service Providers Register Published:

COVID-19 Update

The Companies Office is prioritising the health and well-being of our people and our customers in response to the latest developments of COVID-19.

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Primary Register: Companies Office Published:

Phishing emails claiming to be sent from MBIE

The Ministry of Business, Innovation & Employment (MBIE) is aware of phishing emails that are pretending to be sent from MBIE and contain malicious software.

Read article at Companies Register
Primary Register: Companies Register Published:

Morgan DeVere fined $40,000 in first FMA case of company abuse of the FSPR

Morgan DeVere Corporate Finance Limited has been fined $40,000 following its conviction at the Wellington District Court on two charges of breaching the Financial Services Providers (Registration and Dispute Resolution) Act 2008.

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Primary Register: Financial Service Providers Register Published:

Company convicted for abuse of the FSPR

The Financial Markets Authority has obtained a conviction against Morgan DeVere Corporate Finance Limited (Morgan DeVere) for falsely claiming it was registered on the Financial Services Providers Register (FSPR).

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Primary Register: Financial Service Providers Register Published: