Filing an annual confirmation
- Before filing your annual confirmation The information you should know, and steps you need to take, before you file your annual confirmation.
- How to file an annual confirmation What’s required when filing, and how to complete the online process.
- Changing your annual confirmation filing month You can change your annual confirmation filing month, with certain conditions.
Other help topics
Getting started on the register
6 guides
Before you can register as a financial service provider, maintain your details, or use the register, there are a few things you need to know.
Registering a financial service provider (FSP)
9 guides
To register as a financial service provider you must apply online. The process depends on what kind of provider you are — an individual or an entity.
Dispute resolution schemes (DRSs)
2 guides
If you provide financial services to retail clients, you must join a DRS within 10 working days of registering and keep your membership details up to date on the Financial Service Providers Register (FSPR).
Providing licensed or certified services
6 guides
You need to be licensed or certified to provide certain financial services. Find out who to apply to.
Managing your registration as a financial service provider (FSP)
7 guides
All FSPs must keep their details on the register up to date. We may deregister your FSP if you fail to meet your obligations.
Deregistration and reregistration
3 guides
You can voluntarily deregister a financial service provider (FSP), or it may be deregistered by the Registrar. In some circumstances you can object to a deregistration, or apply to have the FSP reregistered.
Paying fees and levies
3 guides
If you're a financial service provider (FSP), you pay fees for some transactions, including registration. You also pay levies to the Financial Markets Authority (FMA). There are several ways to pay.
Managing your online services account
6 guides
Your FSPR online services account allows you to keep your FSP's contact and payment details up to date. From your account dashboard you can view and manage outstanding applications and tasks.