Managing your registration as a financial service provider (FSP)
All FSPs must keep their details on the register up to date. We may deregister your FSP if you fail to meet your obligations.
- Confirming your authority to update information To manage information on the register about a financial service provider, you may need to confirm your authority.
- Keeping FSP details up to date What information you need to keep current and how to update it on the FSPR.
- Criminal history checks During registration, or when you update your FSP's details, we may check your criminal history.
- How to file an annual confirmation What’s required when filing, and how to complete the online process.
- Changing your annual confirmation filing month You can change your annual confirmation filing month, with certain conditions.
- Keeping your DRS details up to date If you are required to join a dispute resolution scheme, you must keep details of your membership up to date on the register.
- Requirements for financial advice providers and financial advisers Every financial adviser must be engaged by (or ‘linked to’) a licensed financial advice provider (FAP) within a specified timeframe.